Mei Shan Chan
陳美珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mei Shan Chan (陳美珊), a licensed Responsible Officer with CE reference ANC021. Currently licensed at 1 firm(s): IMC Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IMC Asia Pacific Limited |
RO | Type 1 — Dealing in securities | 2020-10-08 | present |
| IMC Asia Pacific Limited |
RO | Type 2 — Dealing in futures contracts | 2020-10-08 | present |
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2020-08-18 | 2020-10-08 |
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2020-08-18 | 2020-10-08 |
| Tibra Trading Hong Kong Limited | RO | Type 1 — Dealing in securities | 2019-10-29 | 2020-07-18 |
| Tibra Trading Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2019-10-29 | 2020-07-18 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-19 | 2019-08-10 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-12-19 | 2019-08-10 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-08-15 | 2019-08-10 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-27 | 2016-12-19 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-27 | 2016-12-19 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-06-27 | 2016-08-15 |
| Basic Asset Management Limited 基匯資產管理有限公司 |
RO | Type 9 — Asset management | 2014-12-15 | 2016-06-17 |
| Basic Asset Management Limited 基匯資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-12-10 | 2014-12-15 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2014-04-10 | 2014-07-31 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 4 — Advising on securities | 2014-04-10 | 2014-07-31 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
RO | Type 9 — Asset management | 2014-04-10 | 2014-07-31 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
RO | Type 9 — Asset management | 2014-04-10 | 2014-07-31 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-22 | 2014-07-31 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2006-02-22 | 2014-04-10 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-22 | 2014-07-31 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2006-02-22 | 2014-04-10 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-02-22 | 2006-05-26 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 5 — Advising on futures contracts | 2006-02-22 | 2006-05-26 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2006-02-22 | 2014-04-10 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 — Asset management | 2006-02-22 | 2014-04-10 |