Tien Tien Hsia

夏田田
CE No. AWU833 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tien Tien Hsia (夏田田), a licensed Responsible Officer with CE reference AWU833. Currently licensed at 1 firm(s): Fubon Fund Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Fubon Fund Management (Hong Kong) Limited
富邦基金管理(香港)有限公司
RO Type 1 — Dealing in securities 2026-04-20 present
Fubon Fund Management (Hong Kong) Limited
富邦基金管理(香港)有限公司
RO Type 4 — Advising on securities 2026-04-20 present
Fubon Fund Management (Hong Kong) Limited
富邦基金管理(香港)有限公司
RO Type 9 — Asset management 2026-04-20 present
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
Rep Type 1 — Dealing in securities 2016-04-01 2025-09-30
Capital Global Management Limited
瑞興全球財富管理有限公司
Rep Type 1 — Dealing in securities 2012-08-20 2016-02-29

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