Capital Global Management Limited
瑞興全球財富管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Capital Global Management Limited (瑞興全球財富管理有限公司), a Hong Kong-based licensed corporation with CE reference ALY556. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 53 (total recorded over time: 136). Earliest licence on file: 2005-09-17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Unit 2306-07, 23/F, 308 Central Des Voeux, No. 308 Des Voeux Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-09-17 | present |
| Type 4 — Advising on securities | 2005-12-20 | present |
| Type 9 — Asset management | 2007-07-25 | present |
Licensed staff (all-time) (136)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tai Chung Au 區大中 | RO 1, 4 Rep 1 | 2006-06 | 2011-08 |
| Chun Him (SFC:AQW220) Chan 陳俊謙 | RO 4 Rep 1, 4, 9 | 2008-04 | 2010-11 |
| Chien Chih Chen 陳建智 | RO 4, 9 | 2017-01 | Present |
| Chih-Kuo Chen 陳治國 | RO 1, 4, 9 Rep 1, 4, 9 | 2010-11 | 2013-04 |
| Hsiao Yi Chen 陳孝儀 | RO 9 Rep 1, 4, 9 | 2011-01 | Present |
| Po-Liang Chen 陳柏良 | RO 1, 9 Rep 1, 9 | 2019-04 | Present |
| Wu-Long Cheng 鄭武隆 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-01 | 2016-12 |
| Edward Chi Kin Chin 錢志健 | RO 4, 9 Rep 4, 9 | 2011-01 | 2015-05 |
| Alice Wai Yin Chow 周慧妍 | RO 1, 4, 9 | 2016-12 | Present |
| Wei-Hao Ho 何維浩 | RO 1, 4 Rep 1, 4, 9 | 2011-07 | 2014-01 |
| Yuan Pang Ho 何原榜 | RO 1, 4 Rep 1, 4, 9 | 2014-02 | 2015-11 |
| Chia-Wei Hsu 許家偉 | RO 9 Rep 1, 4, 9 | 2011-03 | 2015-10 |
| Tzu Han Hu 胡祖菡 | RO 1, 4 Rep 1, 4, 9 | 2017-08 | Present |
| Man Wai (SFC:AMU241) Lam 林文偉 | RO 1, 4 Rep 1 | 2006-01 | 2010-12 |
| Chun Wai (SFC:AFK569) Lau 劉振威 | RO 4 Rep 4 | 2006-01 | 2007-03 |
| Charlotte Cheng Mei Lee 李正美 | RO 1, 4 | 2005-09 | 2006-06 |
| Kei Shun Lee 李基舜 | RO 1, 9 Rep 1 | 2007-09 | 2008-05 |
| Lee Lee Liu 劉麗莉 | RO 4, 9 | 2008-01 | 2008-07 |
| Ying-Hsiao Liu 劉盈孝 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-01 | 2020-06 |
| Chi Hoi Ng 吳志凱 | RO 1, 4 | 2005-09 | 2006-11 |
| Ling Chi Ng 吳凌志 | RO 4 Rep 1 | 2005-12 | 2006-01 |
| Hung Chieh Ou 歐宏杰 | RO 4, 9 | 2014-07 | 2015-09 |
| Tung Ning Sen 神東寧 | RO 4, 9 Rep 4 | 2006-08 | 2007-10 |
| Hui-Min Shen 沈慧敏 | RO 9 | 2009-10 | 2012-02 |
| Wai Kee Tang 鄧偉基 | RO 1, 4 | 2006-10 | 2007-07 |
| Ching Long Tsai 蔡青龍 | RO 1, 4, 9 | 2006-07 | 2010-08 |
| Kennedy Kin Tak Tsang 曾建德 | RO 1, 4 Rep 1, 4, 9 | 2023-06 | Present |
| Huei-Jen Tsao 曹蕙珍 | RO 9 | 2008-04 | 2009-11 |
| Chung-Liang Wei 韋忠良 | RO 1, 4 | 2014-05 | 2015-04 |
| Tung Wong 王棟 | RO 1, 4, 9 Rep 1, 4, 9 | 2010-05 | 2016-12 |
| Wah Wong 王華 | RO 1, 4 | 2016-12 | Present |
| Sheng-Bin Wung 翁勝彬 | RO 4, 9 Rep 1 | 2017-08 | Present |
| Lai Ying Kinnie Yau 尤儷縈 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-08 | Present |
| Ling-Hsien Yeh 葉鈴鮮 | RO 1, 4, 9 | 2013-07 | 2014-03 |
| Wenqian Cao 曹文乾 | Rep 1, 4 | 2024-06 | Present |
| Ka Ying (SFC:APZ133) Chan 陳嘉盈 | Rep 1 | 2007-11 | 2008-07 |
| To Chan 陳濤 | Rep 4 | 2006-03 | 2006-05 |
| Yvonne Yee Fong Chan 陳綺芳 | Rep 1 | 2006-12 | 2008-05 |
| Zhi-Ren Chan 詹至仁 | Rep 9 | 2023-12 | Present |
| Chuan-Hao Chang 張銓浩 | Rep 1 | 2014-12 | Present |
| Nai-Hsin Chang 張乃心 | Rep 1 | 2008-03 | Present |
| Wang-Hsuan Chang 張朢晅 | Rep 1 | 2013-11 | 2015-04 |
| Ching Yu Chen 陳瑾俞 | Rep 9 | 2021-08 | 2023-06 |
| Shu-Fen Chen 陳淑芬 | Rep 1 | 2011-11 | 2012-02 |
| Tzu-Shing Chen 陳慈興 | Rep 1 | 2012-04 | Present |
| Yi-Hua Chen 陳逸驊 | Rep 9 | 2020-09 | Present |
| Yu Lung Chen 陳裕隆 | Rep 9 | 2020-09 | Present |
| Yunn-Ru Chen 陳韻如 | Rep 9 | 2020-12 | 2023-03 |
| Yung-Hsiang Cheng 鄭永翔 | Rep 1, 9 | 2012-07 | Present |
| Chun-Wei Chiang 江俊緯 | Rep 1 | 2015-11 | 2016-07 |
| Munmun Chien 錢滿滿 | Rep 1, 9 | 2023-02 | Present |
| Yung Chiu 焦勇 | Rep 4 | 2007-03 | 2007-10 |
| Chuen Yee Choi | Rep 1 | 2022-06 | 2025-07 |
| Shih-Chun Chou 周士淳 | Rep 9 | 2020-06 | 2021-01 |
| Yun Chit Eugene Chow 周潤哲 | Rep 1 | 2019-03 | 2022-06 |
| Chun-Chi Chu 朱俊奇 | Rep 9 | 2020-02 | Present |
| Ming Chih Chu 朱銘志 | Rep 1 | 2012-12 | Present |
| Ronnie Chi Chuen Fong 方志泉 | Rep 1 | 2017-10 | 2019-02 |
| Hsu Cheng Fu 傳旭正 | Rep 4, 9 | 2020-11 | Present |
| Ting Chang Han 韓庭昌 | Rep 9 | 2021-06 | Present |
| Terence Ging Wah Hau 侯健華 | Rep 1, 4, 9 | 2022-11 | Present |
| King Yu Ho 何璟瑜 | Rep 9 | 2012-04 | 2012-07 |
| Meng Chun Ho 何孟純 | Rep 1, 4, 9 | 2011-06 | Present |
| Shing Sat Ho 何成實 | Rep 1 | 2020-07 | 2024-05 |
| Tien Tien Hsia 夏田田 | Rep 1 | 2012-08 | 2016-02 |
| Tai-Ling Hsiao 蕭岱玲 | Rep 1 | 2011-08 | Present |
| Wang-Hsuan Hsieh 謝旺璇 | Rep 1, 4 | 2011-02 | Present |
| Chen Yun Hsu 許甄芸 | Rep 1 | 2015-11 | 2015-12 |
| Jung-Hsuan Hsu 徐榕軒 | Rep 1, 9 | 2020-08 | Present |
| Kuang-Yao Hsu 徐光耀 | Rep 1 | 2014-07 | 2015-07 |
| Mei-Hui Hsu 徐美惠 | Rep 1 | 2011-03 | Present |
| Cheng-Yung Huang 黃呈勇 | Rep 1 | 2011-09 | Present |
| Chuan-Chu Huang 黃傳珠 | Rep 1 | 2012-10 | Present |
| Hua-Lun Huang 黃華倫 | Rep 1 | 2014-05 | 2015-01 |
| Yen-Chun Huang 黃彥鈞 | Rep 9 | 2023-04 | Present |
| Lie-Jen Hung 黃立正 | Rep 1 | 2006-02 | 2014-11 |
| Pei Ling Hung 洪珮玲 | Rep 1, 4, 9 | 2022-08 | Present |
| Lu-Chien Jen 任露茜 | Rep 1 | 2012-10 | 2014-09 |
| Jyh-Ching Jiang 江志清 | Rep 1, 4 | 2009-12 | Present |
| Chien Liang Kuo 郭建良 | Rep 1 | 2017-11 | 2018-07 |
| Kang Hung Lam 林鏡洪 | Rep 1, 9 | 2024-06 | Present |
| Cheng Chou Lee 李正州 | Rep 1 | 2012-10 | Present |
| Cheng-Hsien Lee 李正賢 | Rep 1 | 2012-08 | 2021-02 |
| Ching-Yi Lee 李靜怡 | Rep 1 | 2012-11 | Present |
| Chung-Lung Lee 李忠龍 | Rep 1 | 2016-11 | Present |
| Li-Chen Lee 李麗珍 | Rep 1 | 2018-01 | 2018-09 |
| Rui-Ying Lee 李睿瑩 | Rep 1 | 2011-11 | Present |
| Yat Chun Lee 李逸俊 | Rep 1 | 2007-08 | 2008-02 |
| Yuk Wah Leung 梁旭華 | Rep 1 | 2007-02 | 2007-03 |
| Cheuk Sang Li 李卓生 | Rep 1 | 2016-08 | Present |
| Huajun Li 李華筠 | Rep 4, 9 | 2025-10 | Present |
| Pang Chap Li 李鵬集 | Rep 1 | 2015-01 | 2016-05 |
| Sung Hsuan Li 李淞炫 | Rep 1 | 2017-11 | 2019-12 |
| Wang To Marcus Li 李弘圖 | Rep 1 | 2016-05 | 2017-10 |
| Chia-Hui Liao 廖家慧 | Rep 1 | 2013-10 | Present |
| Hsi Lin 林曦 | Rep 1 | 2011-06 | 2014-02 |
| Hsing-I Lin 林幸宜 | Rep 1 | 2012-10 | Present |
| Hsuan-Yu Lin 林宣余 | Rep 1 | 2012-02 | Present |
| Ka Chun Lin 連嘉俊 | Rep 1, 4 | 2007-09 | 2009-12 |
| Pei-Chun Lin 林佩君 | Rep 1 | 2008-02 | Present |
Showing 1–100 of 136
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