Man Wai (SFC:AMU241) Lam
林文偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Wai (SFC:AMU241) Lam (林文偉), a licensed former licensee with CE reference AMU241. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-30 | 2010-12-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2010-09-30 | 2010-12-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-01 | 2010-09-30 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-01 | 2008-05-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2007-08-01 | 2009-02-25 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-10 | 2007-08-01 |