Tung Wong
王棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Wong (王棟), a licensed Responsible Officer with CE reference ANA986. Currently licensed at 1 firm(s): AVICT Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-12 | present |
| AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-12 | present |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-11 | 2018-09-16 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 — Asset management | 2017-01-11 | 2018-09-16 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-23 | 2017-01-11 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-23 | 2017-01-11 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 — Asset management | 2016-09-13 | 2016-12-15 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-04-09 | 2016-09-13 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-23 | 2016-12-15 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2010-07-23 | 2016-12-15 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-27 | 2010-07-23 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-27 | 2010-07-23 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-16 | 2010-05-27 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-16 | 2010-05-27 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-28 | 2007-11-03 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-12 | 2007-11-03 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-15 | 2006-06-29 |