Ying-Hsiao Liu
劉盈孝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying-Hsiao Liu (劉盈孝), a licensed former licensee with CE reference BIW956. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-28 | 2020-06-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-28 | 2020-06-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-28 | 2020-06-01 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-03 | 2019-02-28 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-03 | 2019-02-28 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 — Asset management | 2018-08-03 | 2019-02-28 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-16 | 2018-08-03 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-16 | 2018-08-03 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-16 | 2018-08-03 |