Shu-Fen Chen
陳淑芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu-Fen Chen (陳淑芬), a licensed former licensee with CE reference APO465. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-16 | 2012-02-03 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-08-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-10 | 2011-08-18 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-09-10 | 2010-12-06 |