Yuan Pang Ho
何原榜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Pang Ho (何原榜), a licensed Responsible Officer with CE reference APG491. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-23 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-23 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-23 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-06 | 2018-08-23 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-06 | 2018-08-23 |
| Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-03-29 | 2018-04-30 |
| Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 |
RO | Type 9 — Asset management | 2016-03-29 | 2018-04-30 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-03 | 2015-11-30 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2014-03-03 | 2015-11-30 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-24 | 2014-03-03 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-24 | 2014-03-03 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 — Asset management | 2014-02-24 | 2015-11-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-04 | 2011-06-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-04 | 2011-06-16 |