Chi Hoi Ng
吳志凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hoi Ng (吳志凱), a licensed Responsible Officer with CE reference ADA864. Currently licensed at 1 firm(s): Grand Rich Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Rich Capital Limited 鈞富資本有限公司 |
RO | Type 4 — Advising on securities | 2025-03-28 | present |
| Grand Rich Capital Limited 鈞富資本有限公司 |
RO | Type 9 — Asset management | 2025-03-28 | present |
| Changyuan Securities Limited 長遠證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-03 | 2024-11-18 |
| Changyuan Securities Limited 長遠證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-03 | 2024-11-18 |
| Changyuan Securities Limited 長遠證券有限公司 |
RO | Type 9 — Asset management | 2021-03-03 | 2024-11-18 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-03 | 2021-02-28 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 9 — Asset management | 2019-06-03 | 2021-02-28 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-26 | 2018-10-31 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 4 — Advising on securities | 2017-05-26 | 2018-10-31 |
| Jingdong Securities Limited 京東証劵有限公司 |
RO | Type 9 — Asset management | 2017-05-26 | 2018-10-31 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 4 — Advising on securities | 2016-08-30 | 2017-05-19 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 9 — Asset management | 2016-08-30 | 2017-05-19 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-02 | 2016-04-06 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-14 | 2015-05-31 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-12-14 | 2015-05-31 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-12-14 | 2015-05-31 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-12 | 2012-12-14 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-12 | 2012-12-14 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-12-12 | 2012-12-14 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-26 | 2012-10-31 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-03-08 | 2012-10-31 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 |
RO | Type 9 — Asset management | 2007-03-08 | 2012-10-31 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2006-08-01 | 2006-11-16 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-17 | 2006-11-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-12 | 2005-05-12 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 4 — Advising on securities | 2004-04-15 | 2005-04-12 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 9 — Asset management | 2004-04-15 | 2005-04-12 |
| Patterson Financial Services Limited | Rep | Type 4 — Advising on securities | present | 2003-10-23 |
| Patterson Financial Services Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-10-23 |