SGI Capital Asset Management Limited

珒富資本資產有限公司
CE No. BHG136 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SGI Capital Asset Management Limited (珒富資本資產有限公司), a Hong Kong-based licensed corporation with CE reference BHG136. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 10). Earliest licence on file: 2016-08-30.

Registered address

604, Golden Resources Tower, 218 Jeffe Road, Wan Chai, 852

Licence history

ActivityFromTo
Type 4 — Advising on securities 2016-08-30 present
Type 9 — Asset management 2016-08-30 present

Licensed staff (all-time) (10)
Active on date

Name Activities First licensed To
Chun King Chan 陳振琼 RO 4, 9 Rep 4, 9 2021-01 2023-09
Yik Lun Chan 陳奕倫 RO 4, 9 2022-07 2022-07
Lai Ling Choi 徐麗齡 RO 4, 9 Rep 4, 9 2017-12 2020-04
Wai Man Hui 許偉民 RO 4, 9 2022-11 2023-09
Chi Fung Lee 李志鋒 RO 4, 9 2016-08 2017-08
Chi Hoi Ng 吳志凱 RO 4, 9 2016-08 2017-05
Wai Kuen Poon 潘慧娟 RO 4, 9 2023-12 Present
Joseph Wai Tso Yap 葉偉祖 RO 4, 9 2017-06 2021-10
Ho Chun (SFC:BFP526) Yeung 楊皓駿 RO 4, 9 2024-02 Present
Pui Fong Tse 謝佩芳 Rep 9 2021-10 2022-06
Showing 1–10 of 10

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司

Related