Wai Kuen Poon
潘慧娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kuen Poon (潘慧娟), a licensed Responsible Officer with CE reference BLL827. Currently licensed at 1 firm(s): SGI Capital Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 4 — Advising on securities | 2023-12-19 | present |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 9 — Asset management | 2023-12-19 | present |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-16 | 2023-11-28 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-16 | 2023-11-28 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 9 — Asset management | 2018-05-16 | 2023-11-28 |