Wai Man Hui
許偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Hui (許偉民), a licensed Responsible Officer with CE reference AIU457. Currently licensed at 2 firm(s): Amazon Securities Limited, Amazon Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 38.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amazon Securities Limited |
RO | Type 1 — Dealing in securities | 2025-10-03 | present |
| Amazon Asset Management Limited | RO | Type 4 — Advising on securities | 2025-05-27 | present |
| Amazon Asset Management Limited | RO | Type 9 — Asset management | 2025-05-27 | present |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-25 | 2025-04-03 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 4 — Advising on securities | 2024-10-25 | 2025-04-03 |
| Target Securities International Limited 泰達證券國際有限公司 |
RO | Type 9 — Asset management | 2024-10-25 | 2025-04-03 |
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-13 | 2024-10-25 |
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-13 | 2024-10-25 |
| Target Securities International Limited 泰達證券國際有限公司 |
Rep | Type 9 — Asset management | 2024-09-13 | 2024-10-25 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-06 | 2024-09-10 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 4 — Advising on securities | 2023-11-06 | 2024-09-10 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
RO | Type 9 — Asset management | 2023-11-06 | 2024-09-10 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 4 — Advising on securities | 2022-11-01 | 2023-09-30 |
| SGI Capital Asset Management Limited 珒富資本資產有限公司 |
RO | Type 9 — Asset management | 2022-11-01 | 2023-09-30 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-14 | 2021-08-03 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 4 — Advising on securities | 2019-05-14 | 2021-08-03 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 9 — Asset management | 2019-05-14 | 2021-08-03 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-04 | 2019-04-30 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-20 | 2019-04-30 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-10-20 | 2019-04-30 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-31 | 2019-04-30 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-05 | 2019-04-30 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-06-15 | 2017-07-05 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-05-13 | 2017-04-30 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2015-10-27 | 2017-04-30 |
| Chimaera Financial Group Limited | RO | Type 4 — Advising on securities | 2009-09-10 | 2015-10-09 |
| Chimaera Financial Group Limited | RO | Type 9 — Asset management | 2009-09-10 | 2015-10-09 |
| Chimaera Financial Group Limited | Rep | Type 4 — Advising on securities | 2009-08-07 | 2009-09-10 |
| Chimaera Financial Group Limited | Rep | Type 9 — Asset management | 2009-08-07 | 2009-09-10 |
| Chi Capital Securities Limited | RO | Type 1 — Dealing in securities | 2007-03-27 | 2009-07-31 |
| Chi Capital Securities Limited | RO | Type 4 — Advising on securities | 2007-03-27 | 2009-07-31 |
| Chi Capital Securities Limited | RO | Type 9 — Asset management | 2007-03-27 | 2009-07-31 |
| Fu Heng Investment Management Limited 富恒基金管理有限公司 |
RO | Type 4 — Advising on securities | 2005-06-22 | 2007-02-28 |
| Fu Heng Investment Management Limited 富恒基金管理有限公司 |
RO | Type 9 — Asset management | 2005-06-22 | 2007-02-28 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-04-25 | 2003-10-23 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-23 | 2003-10-23 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-23 | 2003-10-23 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2003-04-23 | 2003-10-23 |