Chi Capital Securities Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Capital Securities Limited, a Hong Kong-based licensed corporation with CE reference AKP085. Current licensed staff on file: 0 (total recorded over time: 13). Earliest licence on file: 2004-09-07.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2004-09-07 | 2016-05-05 |
| Type 4 — Advising on securities | 2004-09-07 | 2016-05-05 |
| Type 9 — Asset management | 2004-09-07 | 2016-05-05 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Angel Men Chan Bacchus 陳敏敏 | RO 1, 4 Rep 1, 4 | 2011-06 | 2012-10 |
| Bing Sun Chui 徐秉辰 | RO 1, 4, 9 | 2006-03 | 2007-01 |
| Trinh C Du 謝昭程 | RO 1, 4, 9 | 2004-09 | 2004-10 |
| Maryanne Phung-van Giang 江鳳文 | RO 1, 4, 9 Rep 1, 4, 9 | 2005-02 | 2006-04 |
| Wai Man Hui 許偉民 | RO 1, 4, 9 | 2007-03 | 2009-07 |
| Kar Leung Lam 林家良 | RO 1, 4 Rep 1, 4 | 2006-03 | 2010-12 |
| Chun Keung Lau 劉俊強 | RO 1, 4 | 2008-04 | 2009-04 |
| Chor Hung Ma 馬楚雄 | RO 4, 9 Rep 4, 9 | 2006-06 | 2007-03 |
| Chi Ming Wat 屈志銘 | RO 1, 4, 9 | 2004-09 | 2005-05 |
| Chau Chi Wong 黃秋智 | RO 1, 4, 9 | 2005-03 | 2005-12 |
| Alan Wu 伍德倫 | RO 1, 4, 9 | 2005-11 | 2006-03 |
| Thomas Vincent Demaio | Rep 1, 4, 9 | 2006-07 | 2007-03 |
| Li Yao 姚黎 | Rep 1, 4, 9 | 2005-10 | 2006-04 |
Showing 1–13 of 13