Kar Leung Lam
林家良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Leung Lam (林家良), a licensed former licensee with CE reference AAD541. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-24 | 2018-03-29 |
| Merdeka Securities Limited 領智證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-28 | 2016-12-30 |
| Merdeka Securities Limited 領智證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-05 | 2011-01-28 |
| Chi Capital Securities Limited | RO | Type 1 — Dealing in securities | 2010-03-09 | 2010-12-16 |
| Chi Capital Securities Limited | RO | Type 4 — Advising on securities | 2010-03-09 | 2010-12-16 |
| GBS International Financial Limited |
RO | Type 2 — Dealing in futures contracts | 2009-06-15 | 2009-09-30 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-08 | 2009-02-28 |
| Chi Capital Securities Limited | RO | Type 1 — Dealing in securities | 2006-05-25 | 2007-12-01 |
| Chi Capital Securities Limited | RO | Type 4 — Advising on securities | 2006-05-25 | 2007-12-01 |
| Chi Capital Securities Limited | Rep | Type 1 — Dealing in securities | 2006-03-07 | 2006-05-25 |
| Chi Capital Securities Limited | Rep | Type 4 — Advising on securities | 2006-03-07 | 2006-05-25 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-31 | 2006-02-10 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-12-31 | 2006-02-10 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-05-06 | 2005-12-31 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-09 | 2005-12-31 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-06-30 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-06-25 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-04 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-04 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
RO | Type 9 — Asset management | present | 2003-09-04 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-09-04 |