ASG Brokerage Limited
亞洲環球證券經紀有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ASG Brokerage Limited (亞洲環球證券經紀有限公司), a Hong Kong-based licensed corporation with CE reference ABY539. Current licensed staff on file: 0 (total recorded over time: 16).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2005-03-31 |
| Type 4 — Advising on securities | present | 2005-03-31 |
| Type 6 — Advising on corporate finance | present | 2005-03-31 |
| Type 9 — Asset management | present | 2005-03-31 |
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Wai (SFC:AAE398) Chan 陳志偉 | RO 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Kar Leung Lam 林家良 | RO 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Chung Yan Ng 吳仲仁 | RO 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Wai (SFC:ADW197) Chan 陳瑋 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Muson Shut Shing Cheung 張述誠 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Wing Kuen Cheung 張永權 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Kate Hiu Ha Lam 林曉霞 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Wallace Sze Yiu Lam 林思耀 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Wing Hi Lam 林永禧 | Rep 1 | 2004-02 | 2004-11 |
| Kit Ching Lee 李潔清 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Siu Hung Lee 李小紅 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Wai Kit (SFC:AEY372) Lee 李偉傑 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Kwok Tung (SFC:ABZ281) Li 利國東 | Rep 1 | 2003-04 | 2003-10 |
| Cindy Shuk Kwan Lin 練淑群 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Ka Ming (SFC:ADS044) Ng 吳家明 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Yin Lam Ng 吳彥霖 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
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