Yin Lam Ng
吳彥霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Lam Ng (吳彥霖), a licensed former licensee with CE reference AGK085. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-25 | 2026-04-30 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-09 | 2022-01-11 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-09 | 2022-01-11 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-31 | 2021-01-31 |
| Emperio Securities and Assets Management Limited 帝鋒證券及資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-31 | 2021-01-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-06 | 2017-05-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-07 | 2013-04-27 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-05 | 2009-01-01 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-05 | 2009-01-01 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-17 | 2005-01-05 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-17 | 2005-01-05 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-03 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-03 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-08 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-08 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-08 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-08 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-08 |