Ka Ming (SFC:ADS044) Ng
吳家明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming (SFC:ADS044) Ng (吳家明), a licensed former licensee with CE reference ADS044. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-13 | 2007-07-13 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-20 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-20 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-20 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-20 |