Wing Hi Lam
林永禧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Hi Lam (林永禧), a licensed Responsible Officer with CE reference AJK480. Currently licensed at 1 firm(s): Shenzhen Capital (Hong Kong) Asset Management Company Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenzhen Capital (Hong Kong) Asset Management Company Limited 創新資本（香港）資產管理有限公司 |
RO | Type 9 — Asset management | 2025-06-10 | present |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-28 | 2024-11-30 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 4 — Advising on securities | 2024-06-28 | 2024-11-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-09 | 2024-06-09 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-29 | 2024-06-09 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-12-29 | 2024-06-09 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-26 | 2023-06-14 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-30 | 2023-09-23 |
| Win Win Asset Management (HK) Limited 商盈資產管理有限公司 |
RO | Type 9 — Asset management | 2019-10-30 | 2023-09-23 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-03 | 2019-10-26 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-03 | 2019-10-26 |
| Nan Guo International Securities Limited 南國國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-19 | 2019-10-26 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-11 | 2015-07-08 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 — Advising on securities | 2015-05-11 | 2015-07-08 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-26 | 2015-04-24 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-06 | 2014-11-26 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-05 | 2012-07-31 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-01-05 | 2012-07-31 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-06-23 | 2010-07-09 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 4 — Advising on securities | 2008-09-23 | 2010-07-09 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-05-29 | 2010-07-09 |
| Cheong Lee Securities Limited 昌利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-18 | 2008-05-29 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-01 | 2008-03-31 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-22 | 2007-02-01 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-22 | 2008-03-31 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-30 | 2006-03-21 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-09 | 2004-11-05 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-09 | 2004-06-25 |