Nan Guo International Asset Management Limited
南國國際資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Guo International Asset Management Limited (南國國際資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BDO995. Current licensed staff on file: 0 (total recorded over time: 7). Earliest licence on file: 2014-10-03.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2017-07-07 | 2023-03-05 |
| Type 9 — Asset management | 2014-10-03 | 2023-03-05 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kar Son Chu 朱嘉迅 | RO 4, 9 | 2020-05 | 2022-07 |
| Wan Man Hon 韓韻文 | RO 4, 9 | 2020-02 | 2022-08 |
| Wing Hi Lam 林永禧 | RO 4, 9 | 2019-01 | 2019-10 |
| Chi Ming (SFC:BDO996) Lee 李志明 | RO 4, 9 | 2014-10 | 2020-02 |
| Weiwen Sheng 盛衛文 | RO 4, 9 | 2019-10 | 2021-07 |
| Benjamin Ying Chi Yip 葉熒志 | RO 4, 9 | 2014-10 | 2020-02 |
| Ho Yee Derek Ho 何浩儀 | Rep 9 | 2016-02 | 2017-01 |
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