Benjamin Ying Chi Yip
葉熒志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Ying Chi Yip (葉熒志), a licensed former licensee with CE reference AFL246. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-02-20 | 2024-02-05 |
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 9 — Asset management | 2020-02-20 | 2024-02-05 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-07 | 2020-02-11 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-10-03 | 2020-02-11 |
| Value Star Asset Management (Hong Kong) Limited 恒星資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-05-25 | 2014-09-30 |
| Capital Instinct Limited 資本觸覺資產管理有限公司 |
RO | Type 9 — Asset management | 2011-05-25 | 2012-05-15 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-11 | 2008-05-19 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-30 | 2008-05-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-04-29 | 2006-12-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-29 | 2006-12-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-28 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-04-28 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-26 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-04-26 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-26 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-26 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-04-26 |