FT Securities Limited
富通證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for FT Securities Limited (富通證券有限公司), a Hong Kong-based licensed corporation with CE reference AAE617. Current licensed staff on file: 0 (total recorded over time: 234). Earliest licence on file: 2005-09-22.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2024-12-06 |
| Type 2 — Dealing in futures contracts | 2005-09-22 | 2012-07-13 |
| Type 4 — Advising on securities | present | 2024-12-06 |
| Type 5 — Advising on futures contracts | 2005-09-22 | 2012-07-13 |
| Type 6 — Advising on corporate finance | present | 2005-01-06 |
| Type 9 — Asset management | present | 2012-07-13 |
Licensed staff (all-time) (234)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Piera Suk Men Au Yeung Leung 歐陽梁淑敏 | RO 1, 4, 9 | 2005-09 | 2007-11 |
| Ho Wai (SFC:AQR317) Chan 陳可惠 | RO 1, 4 | 2012-06 | 2018-12 |
| Tony Chih Ping Chang 張志平 | RO 1 Rep 1 | 2012-11 | 2013-10 |
| Yu Keung Chong 莊儒強 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2006-07 | 2012-06 |
| Kin Man Chu 朱建文 | RO 1, 2, 4, 5, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2006-09 |
| Chi Ming Chung 鍾志明 | RO 1, 4 Rep 1 | 2018-04 | 2019-08 |
| Marc Peter de Natris | RO 1, 2, 4, 5, 9 Rep 1, 2, 5 | 2007-02 | 2012-06 |
| Thomas Brian Fennell | RO 1 | 2003-09 | 2005-01 |
| John Moncure King | RO 2 | 2008-12 | 2009-11 |
| Wai Kit (SFC:ACQ914) Lam 林惠傑 | RO 1, 4 | 2012-05 | 2018-12 |
| Yee Kwan Lam 林懿君 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2012-01 |
| Ka Po Lau 劉嘉寶 | RO 2 | 2008-12 | 2010-04 |
| Derick Kam Ching Li 李金錚 | RO 1, 2, 4, 5, 9 | 2005-09 | 2008-03 |
| Desmond Luk Por Liu 廖淥波 | RO 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Peter Edward Liu 劉道生 | RO 1, 2, 4, 5, 9 | 2005-04 | 2006-02 |
| David Carven Yung Yee Se 施勇儀 | RO 1, 2, 4, 5, 6, 9 | Pre-2003 | 2010-12 |
| Chad Whitney Walls | RO 2 | 2008-12 | 2010-05 |
| Leung Yu Yeung 楊亮瑜 | RO 1, 4, 6, 9 Rep 1, 2, 4, 5, 9 | Pre-2003 | 2006-06 |
| Shing Wai Yiu 姚盛慧 | RO 1, 4 Rep 1 | 2018-03 | 2019-11 |
| David Yuk Fan Yu 余毓繁 | RO 9 | 2011-01 | 2011-06 |
| Christine Tak Yin Au 區德妍 | Rep 1 | 2005-04 | 2005-05 |
| Wing Ting Au 歐永定 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2006-06 |
| Yin Ki Au 區嫣琪 | Rep 1 | 2004-05 | 2005-04 |
| Salim Jouhar Bilavinakath | Rep 1, 2, 5 | 2003-06 | 2009-05 |
| Willie Booker | Rep 1, 2, 5 | 2004-12 | 2005-12 |
| Matthew James Campbell | Rep 2 | 2008-12 | 2010-04 |
| Bun Chan 陳斌 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Chi Wai (SFC:AAC109) Chan 陳志偉 | Rep 1, 2, 4, 6, 9 | Pre-2003 | 2019-08 |
| Karen Ka Wing Chan 陳嘉穎 | Rep 1 | 2004-06 | 2004-12 |
| Nicholas Pak Ming Chan 陳百銘 | Rep 1, 2, 5 | 2004-04 | 2006-06 |
| Timothy Sai Ko Chan 陳世浩 | Rep 1, 2, 5 | 2008-01 | 2010-09 |
| Yat Wai Chan 陳一衛 | Rep 1, 2, 5 | 2007-08 | 2011-01 |
| Yin Yu Chan 陳燕餘 | Rep 1, 2, 5 | 2007-04 | 2008-07 |
| Ying Kit (SFC:AFT458) Chan 陳英傑 | Rep 1 | 2004-03 | 2004-08 |
| Yuen Bing Chan 陳婉冰 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2006-05 |
| Chi Chang 張驥 | Rep 1, 2, 5 | 2006-08 | 2006-11 |
| Jason Chang | Rep 1, 2, 5 | 2007-03 | 2010-06 |
| Wen-Ling Chang 張文玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Yung-Yin Chang 張芸英 | Rep 1, 2, 5 | 2006-07 | 2010-10 |
| Chieh-Kuo Chen 陳介國 | Rep 1, 2, 5 | 2005-11 | 2009-03 |
| Jin-Sen Chen 陳進盛 | Rep 1, 2, 5 | 2006-06 | 2007-12 |
| Tswei-May Chen 陳翠美 | Rep 1, 2, 5 | 2006-07 | 2009-02 |
| Ying Yu Chen 陳英裕 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2008-10 |
| Carol Man Cheng 鄭敏 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Irene Yin Wah Cheng 鄭燕華 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2010-10 |
| Jeany Ying Kam Cheng 莊英琴 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Kenneth Cheng 鄭甘霖 | Rep 1, 2, 5 | 2005-11 | 2007-07 |
| Man Yiu Cheng 鄭文耀 | Rep 1, 2, 5 | 2006-06 | 2006-07 |
| Ping-Chuan Cheng 鄭萍銓 | Rep 1, 2, 5 | 2006-07 | 2007-02 |
| Shih-Jen Cheng 鄭世仁 | Rep 1, 2 | 2005-11 | 2010-10 |
| Kin Cheong 張健 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2010-10 |
| Siu Wai Cheuk 卓少慧 | Rep 1, 2, 5 | 2006-09 | 2007-12 |
| Annabella Yuk Ha Cheung 張玉霞 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2010-10 |
| Chun Ho (SFC:ADT685) Cheung 張振豪 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-04 |
| Jocelyn Kin Keung Cheung 張建強 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-07 |
| Moon Fuk Cheung 張滿福 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2007-02 |
| Nicholas Sai Wing Cheung 張世榮 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2010-10 |
| Yee Cheung 張怡 | Rep 1 | 2015-05 | 2019-08 |
| Yvonne Ngan Sui Cheung 張銀瑞 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2010-10 |
| Curtis Malcolm Childs | Rep 4 | 2005-02 | 2005-03 |
| Charles Yiu Wing Chiu 趙耀榮 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-11 |
| Chun Wa Choi 蔡振華 | Rep 1, 2, 5 | 2006-09 | 2007-01 |
| Man Ki Choi 蔡敏琪 | Rep 1, 2, 5 | 2007-05 | 2010-10 |
| Wah Yeung Chong 莊華揚 | Rep 1, 2, 5 | 2007-03 | 2007-11 |
| Chun Ming Chor 左峻銘 | Rep 1, 2, 5 | 2006-11 | 2007-06 |
| Po Chuen Chu 朱寶全 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2011-01 |
| Ya-Lan Chuang 莊雅蘭 | Rep 1, 2, 5 | 2006-07 | 2010-10 |
| Lizzy Lolita Lei Sze Chui 徐莉詩 | Rep 1 | 2004-08 | 2005-05 |
| Kwai Kuen Chung 鍾桂娟 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2009-05 |
| Ziyun Dai | Rep 1 | 2006-11 | 2006-12 |
| Chi Wah Fan 范志華 | Rep 1 | 2004-11 | 2005-04 |
| Victor Cheuk Ming Fan 范卓明 | Rep 1, 2, 5 | 2010-09 | 2010-10 |
| Robin Georges Flavien Favre | Rep 1, 2 | 2006-06 | 2006-09 |
| Kai Yin Terruce Fong 方啟賢 | Rep 1, 2, 5 | 2009-10 | 2010-11 |
| Suet Chung Fong 方雪松 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2006-06 |
| Siu Ping Fung 馮小平 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-09 |
| Yeah Lin Goh 吳雅琳 | Rep 1, 2, 5 | 2009-02 | 2010-04 |
| Haroon Hasan | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Gale Shuk Man Ho 何淑文 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2006-10 |
| Hon Kam Ho 何漢錦 | Rep 1 | 2004-04 | 2004-05 |
| Karen Ka Yin Ho 何家賢 | Rep 1, 2, 5 | 2006-11 | 2008-04 |
| Kary Ka Lee Ho 何嘉莉 | Rep 1, 2, 5 | 2008-08 | 2010-10 |
| Yuen Kwan (SFC:AOD366) Ho 何婉君 | Rep 1 | 2006-11 | 2007-05 |
| Kai Lai Hon 韓嘉麗 | Rep 1, 2 | 2011-11 | 2012-01 |
| Yang (SFC:AVK557) Hong 洪洋 | Rep 1 | 2013-12 | 2019-08 |
| Alen Hong Hui 許航 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2010-10 |
| Benjamin Kam Wing Hui 許鑑榮 | Rep 1, 2, 5 | 2005-06 | 2009-05 |
| Sum Yuet Barbara Hui 許心悅 | Rep 1, 2, 5 | 2008-07 | 2010-07 |
| Wai Kong Hui 許偉剛 | Rep 1, 2, 5 | 2008-12 | 2010-10 |
| Yi-Chu Hung 洪翊筑 | Rep 1, 2 | 2005-11 | 2006-06 |
| Man Sun Kam 金文新 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Margaret Chien Mei Hsu Kao 高徐千媄 | Rep 1 | 2003-09 | 2005-04 |
| Chi Yiu Ko 高志堯 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-07 |
| Tai Fun Ko 高泰芬 | Rep 1, 2, 4, 5 | 2005-10 | 2010-06 |
| Ushe Hon Tat Koh | Rep 1 | 2005-01 | 2005-07 |
| Emily Wing Yin Kong 江穎妍 | Rep 1, 2, 5 | 2006-12 | 2010-11 |
| Selina Siu Lan Kong 江少蘭 | Rep 1 | 2007-12 | 2009-05 |
| Boon Kiat Kuek 郭翹鋒 | Rep 1 | 2004-04 | 2004-12 |
| Shu-Chuan Kuo 郭淑娟 | Rep 1, 2, 4, 5, 6, 9 | Pre-2003 | 2006-05 |
| Ka Man (SFC:AFO512) Kwan 關嘉敏 | Rep 1, 2, 5 | 2005-05 | 2010-06 |
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