Kary Ka Lee Ho
何嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kary Ka Lee Ho (何嘉莉), a licensed former licensee with CE reference ARN024. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2010-12-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-01 | 2010-12-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-01 | 2010-12-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-11-01 | 2010-12-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-12 | 2010-10-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-12 | 2010-10-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-12 | 2010-10-31 |