RBC Investment Services (Asia) Limited

加皇投資理財有限公司
CE No. AAG176 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RBC Investment Services (Asia) Limited (加皇投資理財有限公司), a Hong Kong-based licensed corporation with CE reference AAG176. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts. Current licensed staff on file: 8 (total recorded over time: 252). Earliest licence on file: 2004-10-14.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →

Registered address

41st and 42nd Floor, One Taikoo Place, Taikoo Place, 979 King's Road, Quarry Bay

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2004-10-14 present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts 2004-10-14 present
Type 6 — Advising on corporate finance present 2004-10-14
Type 9 — Asset management present 2018-05-14

Licensed staff (all-time) (252)
Active on date

Name Activities First licensed To
Alexis Chi Wing Chark 翟志榮 RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2015-04 2024-04
Alice My Hanh Duong 楊惠敏 RO 1, 4, 9 Pre-2003 2004-10
Joel Kian Liem Goh 吳鍵林 RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9 2014-08 2021-11
Connie Yuk Yin Ho 何玉燕 RO 1, 4 Rep 1, 4 2005-05 2015-09
David Wai Kam Ka 賈偉鑑 RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2014-09
Eugene Yue See Ka 賈雨時 RO 1, 4 Rep 1, 2, 4, 5 2007-09 2022-08
Francis Shui Pung Ka 賈樹彬 RO 1, 2, 4, 5, 6, 9 Rep 1, 2, 4, 5 Pre-2003 2022-08
Vanessa Luong 梁美雲 RO 1, 2, 4, 5, 9 2005-01 2017-12
Frank Mu RO 1, 2, 4, 5 2009-06 2011-11
Pascal Michael Quint RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2018-10 Present
John James Roberts RO 4, 5 Rep 1, 2, 4, 5 2008-01 2019-05
Andrew Walter Turczyniak RO 1, 4 Rep 1, 4 2009-07 2014-03
Benjamin Adam Willis RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2015-01 Present
Wai Kay Wong 黃偉基 RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2016-12
Koon Sun Yong 楊焜善 RO 1, 4 Rep 1, 2, 4, 5, 9 2014-03 2016-04
Sam Chun Sing Yu 余振聲 RO 1, 2, 4, 5, 9 2004-10 2005-03
Christine Tak Yin Au 區德妍 Rep 1, 4 2005-06 2007-04
Jacqueline Wing-Kay Au 區穎琪 Rep 1, 2, 4, 5 2008-11 2011-08
Karic Sze Dat Au 區士達 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2017-03
Wing Ting Au 歐永定 Rep 1, 2, 4, 5 2006-07 2022-03
Muhammad Suffian Bin Mahat Rep 1, 2, 4, 5 2020-01 Present
Christian Leong Hei Chan 陳亮熙 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2017-09
Doris Sau Ying Chan 陳秀瑛 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2021-09
Grace Yan Shuen Chan 陳恩璇 Rep 1, 2, 4, 5 2013-08 2014-11
Hayes Chan 陳昶曦 Rep 1, 2, 4, 5 2016-05 2017-10
Kai Chan 陳佳 Rep 1, 2, 4, 5 2015-05 2015-10
Nicholas Pak Ming Chan 陳百銘 Rep 1, 2, 4, 5 2006-07 2025-01
Nicholas Wing Kwong Chan 陳永江 Rep 1, 2, 4, 5 2022-01 2022-11
Stanley Cheuk Nam Chan 陳卓男 Rep 1, 4 2009-08 2011-04
Wing Kin (SFC:ACO264) Chan 陳永健 Rep 1, 4, 6, 9 Pre-2003 2004-10
Jia-Fen Chang 張嘉芬 Rep 1, 4 2007-05 2008-05
Kai-Yu Chang 張愷育 Rep 1, 4 2008-05 2009-04
Yung-Yin Chang 張芸英 Rep 1, 2, 4, 5 2010-11 2014-06
Yee Man Chau 周綺文 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2025-01
Celine Chen 陳品聿 Rep 1, 2, 4, 5 2020-02 2020-11
Chieh-Kuo Chen 陳介國 Rep 1, 2, 4, 5 2006-07 2021-10
Ping (SFC:AIB835) Chen 陳平 Rep 1, 2, 4, 5 2018-09 2022-08
Yi Chin Chen 陳怡青 Rep 1, 2, 4, 5 2017-11 2017-11
Yu Hsin Chen 陳昱欣 Rep 1, 4 2021-04 2022-08
Darius Man Chiu Cheng 鄭敏超 Rep 1, 4, 6, 9 Pre-2003 2007-07
Hiu Tung Cheng 鄭曉彤 Rep 1, 2, 4, 5 2009-04 2010-12
Hoi Yan (SFC:BRF871) Cheng 鄭凱欣 Rep 1, 2, 4, 5 2021-06 2022-08
Irene Yin Wah Cheng 鄭燕華 Rep 1, 2, 4, 5 2010-11 Present
Jazreel Yeun Yee Cheng 鄭婉儀 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2006-03
May Mei Ho Cheng 鄭美好 Rep 1, 4, 6, 9 Pre-2003 2003-11
Shih-Jen Cheng 鄭世仁 Rep 1, 2, 4, 5 2010-11 2010-11
Tina Kwok Gee Cheng 鄭國姿 Rep 1, 4, 6, 9 Pre-2003 2003-08
Bernard Kar Hay Cheung 張嘉熙 Rep 1, 4 2008-05 2009-05
Chi Ming (SFC:AAE805) Cheung 張志明 Rep 1, 4, 6, 9 Pre-2003 2022-08
Chun Cheung 張駿 Rep 1, 4 2003-08 2010-03
Karen Hang Yin Cheung 張杏研 Rep 1, 4, 6, 9 Pre-2003 2014-11
King Wai Annie Cheung 張敬慧 Rep 1, 2, 4, 5 2014-10 2015-10
Nicholas Sai Wing Cheung 張世榮 Rep 1, 2, 4, 5 2010-11 2014-05
Terrence Kin Ming Cheung 張堅明 Rep 1, 4, 6, 9 Pre-2003 2003-04
Wing Ka Cheung 張穎嘉 Rep 1, 2, 4, 5 2011-02 2013-04
Wing Kwan (SFC:BQD373) Cheung 張穎君 Rep 1, 2, 4, 5 2021-04 2023-07
Wing Wing Yi Cheung 張詠兒 Rep 1, 4 2020-11 2021-01
Yvonne Ngan Sui Cheung 張銀瑞 Rep 1, 2, 4, 5 2010-11 2020-03
Yat Kan Chim 詹逸瑾 Rep 1, 2, 4, 5, 9 2015-03 2024-07
Maggie Yuk Shan Ching 程玉珊 Rep 1, 2, 4, 5 2019-06 2019-12
Tony Sin Ming Chiu 趙善明 Rep 1, 4 2014-09 2015-01
Wai Lung Chiu 趙偉隆 Rep 1, 4 2017-05 2017-08
Harris Shu Sum Choi 蔡澍森 Rep 1, 4, 6, 9 Pre-2003 2004-03
Man Ki Choi 蔡敏琪 Rep 1, 2, 4, 5 2010-11 2011-06
Joseph Fook Loi Chong 莊福來 Rep 1, 2, 4, 5 2009-07 2012-04
Chun Ming Chor 左峻銘 Rep 1, 2, 4, 5 2007-06 2021-06
Sze Ling Chow 周思玲 Rep 1, 4, 6, 9 Pre-2003 2005-06
William Yat Ming Chow 周逸明 Rep 1, 4, 6, 9 Pre-2003 2004-07
Po Chuen Chu 朱寶全 Rep 1, 2, 4, 5 2011-02 2025-01
Ya-Lan Chuang 莊雅蘭 Rep 1, 2, 4, 5 2010-11 2014-06
Kai Yiu Chuk 祝啟瑤 Rep 1, 4 2008-05 2010-03
Cheuk Man Chung 鍾卓文 Rep 1, 4 2009-07 2010-04
Kwai Kuen Chung 鍾桂娟 Rep 1, 2, 4, 5 2010-04 2015-04
Joffrey Bernard Desrousseaux Rep 1, 4 2014-08 2015-02
Nairong Duan 段乃榕 Rep 1, 4 2018-04 2022-08
Nicole Jean Dunham Rep 1, 4 2011-11 2012-12
Victor Cheuk Ming Fan 范卓明 Rep 1, 2, 4, 5 2010-11 2014-09
Kie Wah Fang 房紀華 Rep 1, 2, 4, 5 2005-08 2006-05
Ka Yi Alice Fong 方嘉怡 Rep 1, 4 2022-01 2022-03
Suet Chung Fong 方雪松 Rep 1, 2, 4, 5 2006-07 2016-07
Bo Yi Fung 馮寶兒 Rep 1, 2, 4, 5 2018-10 2019-08
Edmond Hok Kwan Fung 馮學群 Rep 1, 4, 6, 9 Pre-2003 2003-08
Kar Wah Fung 馮嘉華 Rep 1, 2 2008-10 2013-02
Christopher Simon Francis Harvey-Fros Rep 1, 2, 4, 5, 6, 9 Pre-2003 2006-03
Jiping He 何繼平 Rep 1, 2, 4, 5 2006-09 2010-11
Cookie Yin Shan Ho 何燕珊 Rep 1, 2, 4, 5 2014-09 2019-06
Ka Ling (SFC:AQT308) Ho 何嘉玲 Rep 1, 4 2008-06 2009-07
Kary Ka Lee Ho 何嘉莉 Rep 1, 2, 4, 5 2010-11 2010-12
On Nar Ho 何安娜 Rep 1, 2, 4, 5, 6, 9 Pre-2003 2005-02
Ting Hong Ho 何鼎康 Rep 1, 2, 4, 5 2014-03 2025-01
Ting Lok Ho 何珽珞 Rep 1, 2, 4, 5 2018-09 2019-11
Victor Yik Hang Ho 何奕恒 Rep 1, 2, 4, 5 2009-08 2014-10
Chih Yu Huang 黃芝毓 Rep 1, 2, 4, 5 2020-02 2021-06
Li-Hsuan Huang 黃麗璇 Rep 1, 2, 4, 5 2006-10 2012-07
Alen Hong Hui 許航 Rep 1, 2, 4, 5 2010-11 2012-11
Floria Ka Man Hui 許家敏 Rep 1, 4 2007-08 2022-08
Teresa Ming Fun Hui 許明芬 Rep 1, 2, 4, 5 2004-10 2007-06
Wai Kong Hui 許偉剛 Rep 1, 2, 4, 5 2010-11 2010-11
Yi-Chu Hung 洪翊筑 Rep 1, 2, 4, 5 2006-07 2022-08
Samuel Mark Irwin Rep 1, 2, 4, 5 2015-06 2022-08
Showing 1–100 of 252

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