Nicole Jean Dunham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicole Jean Dunham ( ), a licensed former licensee with CE reference AYK895. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-14 | 2012-12-31 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-14 | 2012-12-31 |