Connie Yuk Yin Ho
何玉燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Yuk Yin Ho (何玉燕), a licensed Responsible Officer with CE reference AMA089. Currently licensed at 1 firm(s): Ahead Asset Management Limited . Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-23 | present |
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-23 | present |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-17 | 2020-05-04 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
RO | Type 4 — Advising on securities | 2017-02-17 | 2020-05-04 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-17 | 2015-09-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 — Advising on securities | 2009-03-17 | 2015-09-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-24 | 2009-03-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-24 | 2009-03-17 |