Kai Yiu Chuk
祝啟瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yiu Chuk (祝啟瑤), a licensed former licensee with CE reference APQ565. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-08 | 2010-03-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-08 | 2010-03-17 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-17 | 2008-04-03 |