Nicholas Pak Ming Chan
陳百銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Pak Ming Chan (陳百銘), a licensed former licensee with CE reference ACL084. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-10 | 2025-01-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-01 | 2025-01-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-01 | 2025-01-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-07-01 | 2025-01-13 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-30 | 2006-06-22 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-09-30 | 2006-06-22 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-02 | 2006-06-22 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-04-02 | 2005-10-04 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-03-08 |
| Nerico Brothers Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-03-08 |
| Nerico Brothers Limited | Rep | Type 9 — Asset management | present | 2004-03-08 |