Jefferies Bache (Hong Kong) Limited

CE No. ABX154 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jefferies Bache (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ABX154. Current licensed staff on file: 0 (total recorded over time: 139).

Licence history

ActivityFromTo
Type 2 — Dealing in futures contracts present 2013-06-11
Type 5 — Advising on futures contracts present 2004-12-10
Type 9 — Asset management present 2004-12-10

Licensed staff (all-time) (139)
Active on date

Name Activities First licensed To
Grant David Barratt RO 2 Rep 2 2007-04 2010-12
Kin Man Chu 朱建文 RO 2 Rep 2, 5, 9 Pre-2003 2005-10
Emmanuel Dominique Martial Faure RO 2 Rep 2 2012-02 2012-11
Thomas Brian Fennell RO 2 2003-09 2005-01
William James Fyfe RO 2 Rep 2 2012-01 2012-11
Barry Jonathon Gershon RO 2 2007-11 2012-11
Derick Kam Ching Li 李金錚 RO 2 2005-09 2005-10
Desmond Luk Por Liu 廖淥波 RO 2, 5, 9 Pre-2003 2005-03
Peter Edward Liu 劉道生 RO 2 2005-04 2005-10
Ashwan Kumar Malhotra RO 2 Rep 2, 5, 9 Pre-2003 2013-06
Toshihisa Sato 佐藤敏久 RO 2 Rep 2, 5, 9 Pre-2003 2007-12
David Carven Yung Yee Se 施勇儀 RO 2 Rep 2, 5, 9 Pre-2003 2005-10
Leung Yu Yeung 楊亮瑜 RO 2, 5, 9 Rep 2 Pre-2003 2005-10
Wing Ting Au 歐永定 Rep 2, 5, 9 Pre-2003 2005-10
Salim Jouhar Bilavinakath Rep 2 2003-06 2005-10
Willie Booker Rep 2 2004-11 2005-10
John Leonard Browning Rep 2 2012-09 2012-11
Matthew James Campbell Rep 2 2003-07 2005-05
Bun Chan 陳斌 Rep 2, 5, 9 Pre-2003 2004-02
Chung Shing Chan 陳仲成 Rep 2 2012-01 2012-11
Nicholas Pak Ming Chan 陳百銘 Rep 2 2004-04 2005-10
Ying Kit (SFC:AFT458) Chan 陳英傑 Rep 2 2004-03 2004-08
Yuen Bing Chan 陳婉冰 Rep 2, 5, 9 Pre-2003 2005-10
Wen-Ling Chang 張文玲 Rep 2 2003-12 2004-05
Ying Yu Chen 陳英裕 Rep 2, 5, 9 Pre-2003 2005-10
Carol Man Cheng 鄭敏 Rep 2, 5, 9 Pre-2003 2004-03
Irene Yin Wah Cheng 鄭燕華 Rep 2, 5, 9 Pre-2003 2005-10
Jeany Ying Kam Cheng 莊英琴 Rep 2, 5, 9 Pre-2003 2004-06
Kin Cheong 張健 Rep 2, 5, 9 Pre-2003 2005-04
Annabella Yuk Ha Cheung 張玉霞 Rep 2, 5, 9 Pre-2003 2005-10
Chun Ho (SFC:ADT685) Cheung 張振豪 Rep 2, 5, 9 Pre-2003 2004-04
Jocelyn Kin Keung Cheung 張建強 Rep 2, 5, 9 Pre-2003 2003-07
Ka Chung Cheung 張家聰 Rep 2 2012-10 2012-11
Moon Fuk Cheung 張滿福 Rep 2, 5, 9 Pre-2003 2005-10
Nicholas Sai Wing Cheung 張世榮 Rep 2, 5, 9 Pre-2003 2005-10
Yvonne Ngan Sui Cheung 張銀瑞 Rep 2, 5, 9 Pre-2003 2005-10
Charles Yiu Wing Chiu 趙耀榮 Rep 2, 5, 9 Pre-2003 2004-11
Po Chuen Chu 朱寶全 Rep 2, 5, 9 Pre-2003 2005-10
Lizzy Lolita Lei Sze Chui 徐莉詩 Rep 2 2004-08 2005-05
Kwai Kuen Chung 鍾桂娟 Rep 2, 5, 9 Pre-2003 2005-10
Dominic Justin de Burgh Mound Rep 2, 5, 9 Pre-2003 2003-07
Billy Ronald Dulieu Rep 2 2010-12 2012-11
Philippe Jean Eme Rep 2 2012-01 2012-11
Chi Wah Fan 范志華 Rep 2 2004-11 2005-04
Siu Pong Fok 霍少邦 Rep 2 2012-08 2012-11
Suet Chung Fong 方雪松 Rep 2, 5, 9 Pre-2003 2005-10
Liang (SFC:AVO628) Fu 傅亮 Rep 2 2012-09 2012-11
Siu Ping Fung 馮小平 Rep 2, 5, 9 Pre-2003 2003-09
Haroon Hasan Rep 2, 5, 9 Pre-2003 2003-06
Gale Shuk Man Ho 何淑文 Rep 2, 5, 9 Pre-2003 2005-10
Hon Kam Ho 何漢錦 Rep 2 2004-04 2004-05
Sai Ho Ho 何世豪 Rep 2 2012-09 2012-11
Alen Hong Hui 許航 Rep 2 2005-02 2005-10
Benjamin Kam Wing Hui 許鑑榮 Rep 2 2005-06 2005-10
Daniel Ka Chung Hui 許家聰 Rep 2 2012-08 2012-11
Jason Alec Hutton Rep 2 2012-02 2012-11
Man Sun Kam 金文新 Rep 2, 5, 9 Pre-2003 2005-01
Margaret Chien Mei Hsu Kao 高徐千媄 Rep 2 2003-09 2005-04
Chi Yiu Ko 高志堯 Rep 2, 5, 9 Pre-2003 2004-07
Ushe Hon Tat Koh Rep 2 2005-01 2005-07
Boon Kiat Kuek 郭翹鋒 Rep 2 2004-04 2004-12
Shu-Chuan Kuo 郭淑娟 Rep 2, 5, 9 Pre-2003 2005-10
Ka Man (SFC:AFO512) Kwan 關嘉敏 Rep 2 2005-05 2005-10
Samson Tai Pang Kwok 郭大鵬 Rep 2, 5, 9 Pre-2003 2005-10
Mei Fung Kwong 鄺美鳳 Rep 2, 5, 9 Pre-2003 2004-04
Suet Fai Lai 賴雪暉 Rep 2, 5, 9 Pre-2003 2004-05
Wai Yi Lai 賴慧儀 Rep 2, 5, 9 Pre-2003 2005-10
Andrew Chi Biu Lam 林志標 Rep 2, 5, 9 Pre-2003 2005-10
Ava Pui Ming Lam 林佩明 Rep 2 2005-08 2005-10
John Junior Lam 林慕賢 Rep 2, 5, 9 Pre-2003 2005-02
Yee Kwan Lam 林懿君 Rep 2, 5, 9 Pre-2003 2003-04
Ming Fai Lau 劉明暉 Rep 2 2005-01 2005-04
Raymond Yee Wa Lau 劉怡華 Rep 2, 5, 9 Pre-2003 2005-10
Tat Keung Lau 劉達強 Rep 2 2004-05 2004-05
Betty Shuk Yee Lee 李淑懿 Rep 2 2004-03 2005-10
Steven Wai Lee 李威 Rep 2, 5, 9 Pre-2003 2004-03
Tak Hing Lee 李德興 Rep 2, 5, 9 Pre-2003 2005-01
Yu Sang Lee 李裕生 Rep 2, 5, 9 Pre-2003 2005-10
Eddie Fuk Kuen Leung 梁福權 Rep 2, 5, 9 Pre-2003 2005-03
Kin Man Leung 梁建雯 Rep 2 2008-10 2012-11
Lawrence Kam Wah Leung 梁錦華 Rep 2, 5, 9 Pre-2003 2005-10
Luzviminda Cabanatan Leung Rep 2, 5, 9 Pre-2003 2005-10
Tung Ha Leung 梁冬夏 Rep 2 2004-03 2005-05
Gordon Chuen Ming Li 李泉銘 Rep 2, 5, 9 Pre-2003 2005-10
Jin Hua Li 李晉華 Rep 2 2004-09 2005-06
Ringo Chi Chung Li 李自忠 Rep 2, 5, 9 Pre-2003 2003-12
Michael Wai Tak Lo 盧韋德 Rep 2 2003-06 2005-10
Min (SFC:AJE091) Lu Rep 2 2003-09 2004-08
Yim Yin Lui 雷艷燕 Rep 2, 5, 9 Pre-2003 2005-10
Johnny Bun Wah Ma 馬斌華 Rep 2 2004-04 2004-08
Alexander Booth MacDonald Rep 2, 5, 9 Pre-2003 2005-10
Cilla Mei Mei Mak 麥美美 Rep 2, 5, 9 Pre-2003 2005-10
Sylvain Francois Gilbert Maly Rep 2 2012-01 2012-11
Martin Kon Kuen Man 文幹權 Rep 2 2004-04 2004-12
Abhilasha Misra Rep 2 2005-01 2005-09
Hung Miu 苗紅 Rep 2, 5, 9 Pre-2003 2003-05
Ji Ho Moon Rep 2 2004-12 2005-04
Kai Feng Cecilia Ng 吳昀曉 Rep 2, 5, 9 Pre-2003 2005-10
Ngai Wai Ng 吳毅慧 Rep 2 2005-03 2005-10
Angela So Ling Ngai 倪素玲 Rep 2 2005-01 2005-05
Showing 1–100 of 139

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