Sylvain Francois Gilbert Maly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sylvain Francois Gilbert Maly ( ), a licensed former licensee with CE reference AVR359. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-01 | 2022-08-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-02-01 | 2022-08-10 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2015-11-24 | 2016-04-29 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-11-24 | 2016-07-29 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2015-11-24 | 2016-04-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-08-31 | 2015-11-24 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-31 | 2015-11-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-31 | 2015-11-24 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-14 | 2015-08-14 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-10 | 2015-08-14 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-01-30 | 2012-11-30 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2010-08-10 | 2011-09-27 |