Ka Man (SFC:AFO512) Kwan
關嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man (SFC:AFO512) Kwan (關嘉敏), a licensed former licensee with CE reference AFO512. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-30 | 2010-06-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-09-30 | 2010-06-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-31 | 2010-06-01 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-05-31 | 2005-10-04 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-03-24 | 2005-05-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-31 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-05-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-03-03 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-03-03 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-03 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |