Daniel Ka Chung Hui

許家聰
CE No. AUP690 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Ka Chung Hui (許家聰), a licensed Responsible Officer with CE reference AUP690. Currently licensed at 1 firm(s): BANDS Financial Limited. Active regulated activities: Type 2 — Dealing in futures contracts; Type 5 — Advising on futures contracts. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
BANDS Financial Limited
磐石金融有限公司
RO Type 5 — Advising on futures contracts 2024-07-24 present
BANDS Financial Limited
磐石金融有限公司
RO Type 2 — Dealing in futures contracts 2018-11-07 present
BANDS Financial Limited
磐石金融有限公司
Rep Type 2 — Dealing in futures contracts 2015-10-23 2018-11-07
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 2 — Dealing in futures contracts 2012-10-10 2015-06-01
Jefferies Bache (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2012-08-13 2012-11-30
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
Rep Type 2 — Dealing in futures contracts 2010-01-29 2012-07-11
SG Asset Finance (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2010-01-29 2012-07-11

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