BANDS Financial Limited

磐石金融有限公司
CE No. BFW669 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BANDS Financial Limited (磐石金融有限公司), a Hong Kong-based licensed corporation with CE reference BFW669. Currently licensed for regulated activity type(s) 2 — Dealing in futures contracts; 5 — Advising on futures contracts. Current licensed staff on file: 16 (total recorded over time: 30). Earliest licence on file: 2015-10-13.

Registered address

Unit 1007 Level 10 Cyberport 1, 100 Cyberport Road

Licence history

ActivityFromTo
Type 2 — Dealing in futures contracts 2015-10-13 present
Type 5 — Advising on futures contracts 2024-07-24 present

Licensed staff (all-time) (30)
Active on date

Name Activities First licensed To
John Leonard Browning RO 2, 5 2015-10 Present
Ka Chung Cheung 張家聰 RO 2, 5 2015-10 Present
Jeremy David Goldwyn RO 2 2019-06 2020-01
Daniel Ka Chung Hui 許家聰 RO 2, 5 Rep 2 2015-10 Present
Chenghu Shi 石成虎 RO 2, 5 2015-10 Present
Vincenz Bracke Rep 2 2021-01 Present
Min (SFC:BOK369) Chen 陳敏 Rep 2 2019-05 2021-08
Zihan (SFC:BXV869) Chen 陈子涵 Rep 2 2026-04 Present
Kenneth Kin Chun Cheng 鄭健駿 Rep 2 2017-08 2017-09
Yu Hin Cheng 鄭宇軒 Rep 2 2021-11 Present
Chun (SFC:BLF137) Cheung 張駿 Rep 2 2021-10 2022-06
Siu Pong Fok 霍少邦 Rep 2 2015-10 2018-05
Ping Hung Huang 黃秉宏 Rep 2, 5 2019-01 Present
Yin Huang 黃尹 Rep 2 2023-04 Present
Pui Yan Lam 林培人 Rep 2 2017-06 2018-09
David (SFC:BTS959) Lee 李大衛 Rep 2 2023-06 2024-09
Man Leung 梁民 Rep 5 2024-09 2026-02
Junhao Li 李俊豪 Rep 2 2016-07 2020-02
Kwing Li 李炯 Rep 2 2021-12 2022-01
Zehuan (SFC:BUQ774) Li 李澤歡 Rep 2 2024-03 2024-08
Wenjing Liao 廖文静 Rep 2 2021-09 Present
Yanhong Liu 劉妍宏 Rep 2 2024-06 Present
Yijin Liu 劉怡瑾 Rep 2 2024-12 2025-11
Zhaoli Liu 劉釗利 Rep 2 2019-10 Present
Junyi Tang 唐峻逸 Rep 2 2025-08 Present
Jiayi (SFC:BXV761) Wang 王嘉懿 Rep 2 2026-04 Present
James Chung Yin Wong 黃頌賢 Rep 2 2025-02 2025-04
Ka Wing (SFC:ATO884) Wong 黃家榮 Rep 2 2018-10 2021-09
Man (SFC:BTR582) Yuan 袁滿 Rep 2 2023-05 Present
Tiantian Zhang 張田恬 Rep 2 2024-07 Present
Showing 1–30 of 30

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

BOCI Securities Limited

CE AAC298 · 320 staff · 2 shared activity types · 中銀國際證券有限公司

KGI Futures (Hong Kong) Limited

CE ADW991 · 284 staff · 2 shared activity types · 凱基期貨(香港)有限公司

J.P. Morgan Broking (Hong Kong) Limited

CE AAB027 · 263 staff · 2 shared activity types

China International Capital Corporation Hong Kong Futures Limited

CE AWQ263 · 248 staff · 2 shared activity types · 中國國際金融香港期貨有限公司

Related