Pui Yan Lam
林培人
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yan Lam (林培人), a licensed Representative with CE reference BHV688. Currently licensed at 2 firm(s): HSBC Investment Funds (Hong Kong) Limited, HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-03-21 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-12-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-12-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-12-10 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2019-12-10 | 2022-07-27 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2019-12-10 | 2022-07-27 |
| BANDS Financial Limited 磐石金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-09 | 2018-09-30 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-16 | 2017-03-09 |