Thomas Brian Fennell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Brian Fennell ( ), a licensed former licensee with CE reference AHX971. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-09-29 | 2005-01-06 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2003-09-29 | 2005-01-06 |