Ushe Hon Tat Koh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ushe Hon Tat Koh ( ), a licensed former licensee with CE reference ALP975. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-02 | 2024-05-13 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-02 | 2024-05-13 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-08 | 2005-07-22 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-01-08 | 2005-07-22 |