Lombard Odier (Hong Kong) Limited
瑞士隆奧(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lombard Odier (Hong Kong) Limited (瑞士隆奧(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAI957. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 32 (total recorded over time: 141).
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
1601 Three Exchange Square, 8 Connaught Place, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2005-03-08 |
Licensed staff (all-time) (141)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Philippe David Adler | RO 1, 4 Rep 1, 4 | 2010-08 | Present |
| Tung Him Chan 陳棟謙 | RO 1 Rep 1, 9 | 2007-11 | 2015-08 |
| Wai Shing (SFC:AGZ885) Chan 陳偉成 | RO 1 Rep 1, 9 | 2005-04 | 2007-06 |
| Zhikai Chen 陳志凱 | RO 9 Rep 9 | 2013-01 | 2020-09 |
| Ming Chong 莊明 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2006-04 |
| Wai Leung Chu 朱偉良 | RO 1 Rep 1, 4, 9 | 2003-05 | 2005-03 |
| Benoit Jacques B. M. Descourtieux | RO 4, 9 | Pre-2003 | 2003-07 |
| Vincent Duhamel | RO 1, 4, 9 Rep 1, 4, 9 | 2011-04 | 2017-11 |
| Pranay Gupta | RO 1, 4, 9 Rep 1, 4, 9 | 2012-01 | 2013-10 |
| Philip Jehle | RO 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2020-12 |
| Chong Hsin Liu 劉昌欣 | RO 1, 4 | 2023-04 | 2024-04 |
| David Tin Cheung Loo 盧天祥 | RO 1, 4 Rep 1, 4 | 2015-04 | Present |
| Alfred Chun-Jin Low 刘俊仁 | RO 1, 4, 9 | 2025-11 | Present |
| Vincent Marcel Magnenat | RO 1, 4, 9 Rep 1, 4, 9 | 2018-07 | Present |
| Juan Manuel Mendoza Beggiato | RO 9 Rep 1, 4, 9 | 2018-06 | Present |
| Jean-Louis Yasuyuki Nakamura | RO 1, 4, 9 | 2014-04 | 2022-10 |
| Larry Wing Hang Pun 潘永恆 | RO 1, 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2013-01 |
| Christoph Thomas Ringger | RO 1, 4, 9 | Pre-2003 | 2011-07 |
| Yankai Shao 卲彥恺 | RO 4, 9 | 2023-06 | 2024-02 |
| John William Huia Woods | RO 4, 9 Rep 1, 4, 9 | 2024-01 | Present |
| Philippe Alain Zurcher | RO 1 Rep 1, 9 | 2007-04 | Present |
| Alexandre Jerome Andriot | Rep 1, 9 | 2026-03 | Present |
| Dhiraj Bajaj | Rep 1, 9 | 2012-10 | 2015-06 |
| Nathalie Barazal | Rep 9 | 2006-06 | 2007-12 |
| Anran Cai 蔡安然 | Rep 4 | 2019-02 | 2022-05 |
| Bingchao Cao 曹秉超 | Rep 9 | 2012-10 | 2014-06 |
| Raymond Chee Kwong Chan 陳志江 | Rep 1, 4 | 2012-10 | 2013-11 |
| Solomon Hing Pong Chang 陳興邦 | Rep 1 | 2011-06 | 2018-07 |
| Wen-Ling Chang 張文玲 | Rep 1, 4 | 2011-03 | 2011-03 |
| Yun-Chia Chang 張芸嘉 | Rep 1, 4 | 2022-05 | 2023-10 |
| Patsy Yikfan Cheung 張亦芬 | Rep 1, 4 | 2012-09 | 2015-04 |
| Lu Chi | Rep 1, 4 | 2006-12 | 2007-08 |
| Sabina Wei Lam Chiang 蔣蔚琳 | Rep 1, 4 | 2012-09 | 2013-11 |
| Yee Man Chin 陳以文 | Rep 9 | 2012-10 | 2015-01 |
| Wing Sze Choy 蔡頴思 | Rep 4, 6, 9 | Pre-2003 | 2003-05 |
| Siong Khim Chua 蔡尚琴 | Rep 4, 9 | 2021-06 | 2024-07 |
| Gael Jose Charles Combes | Rep 4, 9 | 2006-11 | 2009-01 |
| Paul Louis Charles de la Baume | Rep 1, 4 | 2016-11 | 2021-09 |
| Mark Benedict Huntley Evans | Rep 1, 4 | 2014-05 | 2015-11 |
| Ka Yin Fung 馮嘉妍 | Rep 1, 4 | 2022-06 | Present |
| Dominik Bernhard Furst | Rep 1, 4, 9 | 2010-09 | 2016-07 |
| Takuya Furutani 古谷卓也 | Rep 4, 6, 9 | Pre-2003 | 2003-07 |
| Yawen (SFC:BDU945) Gao 高雅文 | Rep 4, 9 | 2021-03 | Present |
| Reto Graf | Rep 4, 6, 9 | Pre-2003 | 2004-06 |
| Jia (SFC:AOJ239) He 賀佳 | Rep 1, 4 | 2026-04 | Present |
| Chan Hong Ho 何贊康 | Rep 1, 9 | 2007-06 | 2007-09 |
| Jia-Xun Ho 何佳珣 | Rep 1 | 2016-09 | 2025-11 |
| Sebastian Wai Hoong Ho 何偉鴻 | Rep 1, 4 | 2017-04 | 2018-07 |
| Wing Yee (SFC:BGB740) Ho 何詠儀 | Rep 1, 4 | 2015-08 | 2022-07 |
| Elkie Ching Ling Hon 韓青玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-08 |
| Hsiao Wen Hsiung 熊曉雯 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Ching-Feng Huang 黄慶豐 | Rep 1, 4 | 2019-05 | 2020-01 |
| Andrea Victoria Ip 葉雁姿 | Rep 1 | 2011-01 | 2014-04 |
| Sarah Pui Shan Ip 葉佩珊 | Rep 1, 4 | 2012-09 | 2014-02 |
| Todd Howard James | Rep 1, 4, 9 | 2013-12 | 2015-03 |
| Radhika Jasuja | Rep 1, 4 | 2017-10 | 2019-03 |
| Minhu Jin 金敏虎 | Rep 1, 4 | 2015-10 | Present |
| Carina Khan 簡嘉麗 | Rep 4, 6, 9 | Pre-2003 | 2009-02 |
| Hyoung Nam Kim | Rep 1 | 2011-09 | 2013-09 |
| Ushe Hon Tat Koh | Rep 1, 4 | 2024-02 | 2024-05 |
| Junho Kuk 鞠準鎬 | Rep 1 | 2013-08 | 2025-02 |
| Chi Tak Kwan 關志德 | Rep 4, 6, 9 | Pre-2003 | 2003-12 |
| Pui Sze Kwan 關佩詩 | Rep 1, 4 | 2005-07 | 2009-05 |
| Chai Yan Kwok 郭齊欣 | Rep 1, 4 | 2023-10 | Present |
| Yin Yi Kwok 郭燕怡 | Rep 1, 4 | 2026-05 | Present |
| Wing Man Kwong 鄺穎文 | Rep 1, 4, 9 | 2014-05 | 2017-04 |
| Gar Ho Karl Lai 黎家豪 | Rep 1, 9 | 2015-11 | 2018-11 |
| Mo Ying Lai 黎慕瑩 | Rep 1, 4 | 2006-02 | 2015-03 |
| Suet Fai Lai 賴雪暉 | Rep 1, 4, 9 | 2004-05 | 2005-12 |
| Doris Yuen Yee Lam 林婉儀 | Rep 1, 4 | 2014-05 | 2021-03 |
| Ho Howard Lam 林浩 | Rep 1, 4, 9 | 2017-07 | 2018-11 |
| Tsz Ching Lam 林子靖 | Rep 1, 9 | 2018-12 | Present |
| Paul Ka Kit Lau 劉家傑 | Rep 1, 9 | 2012-10 | Present |
| Francis Min-See Lee 李明曦 | Rep 4, 9 | 2014-03 | Present |
| Homin Lee 李好民 | Rep 4 | 2013-10 | 2023-10 |
| Jack Kai Tik Lee 李啟迪 | Rep 1, 4 | 2021-03 | 2021-08 |
| Nicolas David Leresche | Rep 1 | 2013-10 | 2015-05 |
| Gladys Chun Yi Leung 梁俊怡 | Rep 1, 4 | 2022-07 | Present |
| Hoi Ming Leung 梁凱銘 | Rep 1, 4 | 2023-11 | 2024-06 |
| Wai Shing Leung 梁威城 | Rep 1, 9 | 2013-02 | 2018-04 |
| Bing (SFC:AUV179) Li 李兵 | Rep 1, 4, 9 | 2012-03 | 2014-03 |
| Kuo Lung Li 李國龍 | Rep 1, 4 | 2023-04 | 2024-04 |
| Kwok Wai Li 李國威 | Rep 1, 4 | 2021-09 | 2022-06 |
| Zhiwei (SFC:BVN232) Li 李之瑋 | Rep 4, 9 | 2024-10 | Present |
| Bobby Suen Kwok Lin 林宣國 | Rep 1, 4, 9 | 2005-06 | 2009-05 |
| Bing (SFC:APJ200) Liu 劉冰 | Rep 1 | 2012-10 | 2016-03 |
| Lawrence Ping Wa Lo 盧炳華 | Rep 4, 6, 9 | Pre-2003 | 2009-02 |
| Pei-Chi Lo 羅珮琦 | Rep 1, 4 | 2020-08 | 2024-05 |
| Shing Hing Simon Lo 盧成興 | Rep 1, 4, 9 | 2005-04 | 2007-03 |
| Helen Man Loke 陸敏 | Rep 1 | 2018-07 | Present |
| Royston Kang Whye Low | Rep 1, 4 | 2026-04 | Present |
| Kan Chong Mak 麥勤創 | Rep 4, 6, 9 | Pre-2003 | 2003-07 |
| Ambrose Yin Hung Meau 苗延鴻 | Rep 9 | 2011-11 | 2012-09 |
| Philip Wai Kong Ng 吳偉剛 | Rep 1, 4 | 2023-11 | 2024-05 |
| Rachel Ching Ning 寧清清 | Rep 1, 4 | 2014-06 | 2015-06 |
| Jinwen Ouyang 歐陽晉文 | Rep 4, 9 | 2014-09 | 2020-09 |
| So Young Park 朴炤映 | Rep 4, 9 | 2007-02 | 2008-12 |
| Philip O. Penaloza 蔡偉立 | Rep 1, 4, 9 | 2009-08 | 2013-10 |
| Pravin Pillai | Rep 1, 4 | 2022-06 | Present |
| Koon Ting Poon 潘冠廷 | Rep 1, 4 | 2024-01 | Present |
Showing 1–100 of 141
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