Rachel Ching Ning
寧清清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rachel Ching Ning (寧清清), a licensed Responsible Officer with CE reference AZS063. Currently licensed at 1 firm(s): Carnegie Hill Capital Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-09 | present |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-09 | present |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-09 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-24 | 2015-06-30 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-24 | 2015-06-30 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-12-17 | 2013-07-18 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-22 | 2013-07-18 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-22 | 2013-07-18 |