Raymond Chee Kwong Chan
陳志江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Chee Kwong Chan (陳志江), a licensed former licensee with CE reference AJO249. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-26 | 2013-11-06 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-26 | 2013-11-06 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-09-19 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-09-19 | 2011-06-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-03-18 | 2006-05-05 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-18 | 2006-05-05 |