Chong Hsin Liu
劉昌欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chong Hsin Liu (劉昌欣), a licensed Responsible Officer with CE reference AIM082. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2026-02-13 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-02-13 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-29 | 2026-02-13 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-12 | 2024-04-05 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-04-12 | 2024-04-05 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2010-08-20 | 2010-09-18 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2007-11-26 | 2010-09-18 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2007-11-26 | 2010-06-01 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2007-11-26 | 2010-09-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-11-25 | 2007-11-26 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-11-25 | 2007-11-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2003-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-09-12 |