Doris Yuen Yee Lam
林婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Yuen Yee Lam (林婉儀), a licensed Representative with CE reference AUM216. Currently licensed at 1 firm(s): Blackhorn Wealth Management Limited . Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-08 | present |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
Rep | Type 9 — Asset management | 2024-07-08 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-02 | 2021-03-08 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-02 | 2021-03-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-11 | 2010-06-07 |