David Tin Cheung Loo
盧天祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Tin Cheung Loo (盧天祥), a licensed Responsible Officer with CE reference AGG551. Currently licensed at 1 firm(s): Lombard Odier (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-16 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-01-16 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-24 | 2018-01-16 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-24 | 2018-01-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-21 | 2015-03-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-19 | 2015-03-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2013-03-19 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2013-03-19 | 2013-08-31 |