Bingchao Cao
曹秉超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bingchao Cao (曹秉超), a licensed Responsible Officer with CE reference AMM311. Currently licensed at 1 firm(s): Xingtai Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xingtai Capital Management Limited 星泰投資管理有限公司 |
RO | Type 9 — Asset management | 2014-10-08 | present |
| Xingtai Capital Management Limited 星泰投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-12 | 2014-10-08 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-19 | 2014-06-30 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2009-06-01 | 2012-10-03 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2008-08-29 | 2009-03-09 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-13 | 2008-08-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-09-20 | 2007-02-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2005-09-20 | 2007-02-16 |