Zhikai Chen
陳志凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhikai Chen (陳志凱), a licensed Responsible Officer with CE reference AYM953. Currently licensed at 1 firm(s): BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2020-12-04 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-25 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2020-10-19 | 2020-12-04 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 9 — Asset management | 2013-10-31 | 2020-09-24 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-01-14 | 2013-10-31 |
| Partner Fund Management (Asia), Limited |
RO | Type 9 — Asset management | 2011-12-20 | 2012-05-04 |