Ashwan Kumar Malhotra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashwan Kumar Malhotra ( ), a licensed former licensee with CE reference AEE311. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-10-11 | 2015-08-31 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2005-09-22 | 2013-06-11 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2005-09-22 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-05-15 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-05-15 |