Michael Wai Tak Lo
盧韋德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Wai Tak Lo (盧韋德), a licensed former licensee with CE reference AFT404. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIAM Capital Management Limited 事安資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-12 | 2018-07-14 |
| CIAM Capital Management Limited 事安資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-12 | 2018-07-14 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-29 | 2014-01-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-29 | 2014-01-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-30 | 2006-04-20 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-09-30 | 2006-04-20 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-25 | 2006-04-20 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-06-25 | 2005-10-04 |