Angela So Ling Ngai
倪素玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angela So Ling Ngai (倪素玲), a licensed Representative with CE reference AFE620. Currently licensed at 1 firm(s): Carret Private Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | Type 1 — Dealing in securities | 2021-05-05 | present |
| Carret Private Capital Limited | Rep | Type 4 — Advising on securities | 2021-05-05 | present |
| Carret Private Capital Limited | Rep | Type 9 — Asset management | 2021-05-05 | present |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-02 | 2007-11-29 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-02 | 2007-11-29 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-04-02 | 2007-11-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-05-27 | 2005-08-02 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-27 | 2005-08-02 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-01-10 | 2005-05-22 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-22 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-17 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-17 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-17 |