Chung Shing Chan
陳仲成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Shing Chan (陳仲成), a licensed Responsible Officer with CE reference AAZ019. Currently licensed at 2 firm(s): Wing Fung Securities Limited, Wing Fung Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 9 — Asset management | 2019-06-25 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-23 | present |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-23 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-19 | 2018-07-23 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-19 | 2018-07-23 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-09 | 2015-05-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-10 | 2015-05-15 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-01-03 | 2012-11-30 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 2 — Dealing in futures contracts | 2010-01-07 | 2011-09-24 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 5 — Advising on futures contracts | 2010-01-07 | 2011-09-24 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-27 | 2011-09-24 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2009-08-27 | 2010-01-07 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-10-15 | 2009-06-20 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-15 | 2009-06-20 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-18 | 2009-06-20 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2004-01-05 | 2009-06-20 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-01-05 | 2009-06-20 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 7 — Providing automated trading services | 2004-01-05 | 2009-06-20 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-05 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-01-05 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-07 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-05 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-07 |