HSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HSBC Broking Futures (Hong Kong) Limited (滙豐金融期貨(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAA530. Currently licensed for regulated activity type(s) 2 — Dealing in futures contracts. Current licensed staff on file: 22 (total recorded over time: 217).
Registered address
33/F, HSBC Main Building, 1 Queen's Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 — Dealing in futures contracts | present | present |
| Type 5 — Advising on futures contracts | present | 2004-09-10 |
| Type 9 — Asset management | present | 2004-09-10 |
Licensed staff (all-time) (217)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Roestam Effendi Bin Bachtiar | RO 2 Rep 2 | 2010-04 | Present |
| Ivan Man Hung Chan 陳文洪 | RO 2 | 2013-08 | 2014-08 |
| Siu Chung (SFC:AFE223) Chan 陳紹宗 | RO 2 Rep 2, 5, 9 | Pre-2003 | 2023-03 |
| Kam Fai Chiu 趙錦輝 | RO 2 Rep 2, 5, 9 | Pre-2003 | 2013-01 |
| Clement Bertrand Michel Cordier | RO 2 Rep 2 | 2024-11 | Present |
| Mehrdad Etebar Farimani | RO 2 Rep 2 | 2014-01 | 2016-04 |
| Kai Ming Gary Ho 何啟銘 | RO 2 Rep 2 | 2022-10 | Present |
| Ronnie Chun Hung Kung 龔臻虹 | RO 2 Rep 2, 5, 9 | Pre-2003 | 2013-01 |
| Pak Chung Kwan 關百忠 | RO 2, 5, 9 | Pre-2003 | 2009-11 |
| Chi Hung Kwok 郭熾雄 | RO 2 | 2010-03 | 2013-01 |
| Victor Wing Kwong Lee 李永光 | RO 2, 5, 9 Rep 2 | Pre-2003 | 2007-09 |
| Nicholas Paul Marcelle | RO 2 Rep 2 | 2018-10 | Present |
| Nicola Pantone | RO 2 Rep 2 | 2014-03 | 2021-07 |
| Craig Anthony Robertson | RO 2, 5, 9 Rep 2 | Pre-2003 | 2009-09 |
| Gautier J.D. Servais | RO 2 Rep 2 | 2016-12 | 2022-12 |
| Tat Yan Shang 尚達人 | RO 2, 5, 9 | Pre-2003 | 2011-11 |
| Antony John Shaw | RO 2 | 2013-08 | 2022-08 |
| Yiu Sang Sin 冼耀生 | RO 2 Rep 2, 5, 9 | Pre-2003 | 2013-01 |
| Jeremy David Steen | RO 2 Rep 2 | 2017-02 | 2024-07 |
| Natalia Helena Watkins | RO 2 | 2013-08 | 2014-03 |
| Anna Wai Kwan Wong 黃慧群 | RO 2 | 2009-12 | 2011-10 |
| Tsz Cheuk Wong 黃子卓 | RO 2 Rep 2 | 2005-12 | 2026-01 |
| Ying Kwan Wong 王應坤 | RO 2 | 2010-05 | 2013-08 |
| Kam Wing Yeung 楊錦榮 | RO 2 | 2010-01 | 2013-08 |
| Asli Ak | Rep 2 | 2025-05 | Present |
| Andrew David Baker | Rep 2 | 2014-03 | 2014-09 |
| Salma Bakouk | Rep 2 | 2017-04 | 2017-04 |
| Russell William Beattie | Rep 2 | 2004-10 | 2007-05 |
| Kejia Bian 卞可嘉 | Rep 2 | 2013-09 | 2018-09 |
| Willie Booker | Rep 2 | 2007-06 | 2009-05 |
| Alan Yuk Lun Chan 陳玉倫 | Rep 2, 5, 9 | Pre-2003 | 2008-04 |
| Chung Shing Chan 陳仲成 | Rep 2 | 2009-08 | 2011-09 |
| Fanny Wai Kwok Chan 陳偉幗 | Rep 2, 5, 9 | Pre-2003 | 2005-06 |
| Ho Wai (SFC:ANU067) Chan 陳浩偉 | Rep 2 | 2011-05 | 2014-08 |
| Hoi Fung Chan 陳凱峰 | Rep 2, 5, 9 | Pre-2003 | 2004-03 |
| Ka Ki Chan 陳家祺 | Rep 2 | 2004-01 | 2004-03 |
| Ming Fai (SFC:ACE535) Chan 陳明輝 | Rep 2, 5, 9 | Pre-2003 | 2009-07 |
| Nelson Chan 陳乃成 | Rep 2 | 2006-11 | 2013-01 |
| Shu Ming Chan 陳樹明 | Rep 2, 5, 9 | Pre-2003 | 2015-05 |
| Tsz Ping Chan 陳梓萍 | Rep 2 | 2007-08 | 2013-01 |
| Wang Yip Chan 陳宏業 | Rep 2 | 2004-04 | 2006-04 |
| Christopher Lee Chappel | Rep 2 | 2004-10 | 2005-06 |
| Ka Hang Chau 周嘉恆 | Rep 2 | 2004-03 | 2007-03 |
| Chi Hing Chen 陳志興 | Rep 2 | 2005-05 | 2005-10 |
| Chi Fung Cheng 鄭智鋒 | Rep 2 | 2010-11 | 2011-01 |
| Duncan Man Yu Cheng 鄭文耀 | Rep 2, 5, 9 | Pre-2003 | 2013-01 |
| Hon Fai Cheng 鄭漢輝 | Rep 2, 5, 9 | Pre-2003 | 2013-12 |
| Kwan Lun Cheng 鄭昆侖 | Rep 2 | 2003-10 | 2005-09 |
| Man Yiu Cheng 鄭文耀 | Rep 2 | 2006-08 | 2006-10 |
| Adrian Kwok Kuen Cheung 張國權 | Rep 2 | 2012-12 | Present |
| Cho Yui Cheung 張祖睿 | Rep 2 | 2008-01 | 2013-01 |
| Chun Wai (SFC:AYI466) Cheung 張春偉 | Rep 2 | 2011-10 | 2012-04 |
| Ka Lok Cheung 張家樂 | Rep 2, 5, 9 | Pre-2003 | 2005-11 |
| Kam Hung (SFC:BBW676) Cheung 張錦雄 | Rep 2 | 2013-09 | 2017-03 |
| Kwok On Cheung 張國安 | Rep 2, 5, 9 | Pre-2003 | 2013-01 |
| Suet Yee Cheung 張雪兒 | Rep 2 | 2014-03 | Present |
| Wing Yee (SFC:BDA177) Cheung 張詠儀 | Rep 2 | 2014-03 | 2014-07 |
| Sung Biu Bill Lawrence Chiu 趙崇鏢 | Rep 2 | 2008-03 | 2008-08 |
| Stephanie Pei Pei Chng 莊佩佩 | Rep 2 | 2010-08 | 2011-01 |
| Pongsagon Chobtuangthong 蔡鳳江 | Rep 2 | 2005-06 | 2005-12 |
| Ricky Wing Kin Choi 蔡永健 | Rep 2 | 2003-10 | 2012-02 |
| Dart Yan Chong 莊達欣 | Rep 2 | 2018-01 | 2025-01 |
| Man Ting Chong 莊文庭 | Rep 2 | 2024-09 | Present |
| Peter Tak On Chu 朱德安 | Rep 2, 5, 9 | Pre-2003 | 2013-01 |
| Yik Shan Chu 朱憶山 | Rep 2, 5, 9 | Pre-2003 | 2004-04 |
| Deng Quan Chua | Rep 2 | 2022-05 | Present |
| Hee Young Chung | Rep 2 | 2014-11 | 2016-11 |
| Yi To Chung 鍾詒杜 | Rep 2 | 2004-05 | 2005-07 |
| Michael James Cooney | Rep 2 | 2004-05 | 2006-01 |
| Thomas Cruz 高志強 | Rep 2, 5, 9 | Pre-2003 | 2011-01 |
| Yichun Duan 段詒純 | Rep 2 | 2021-01 | 2022-08 |
| Kwan Lun Fa 花軍倫 | Rep 2 | 2003-10 | 2006-04 |
| Hao (SFC:BKH221) Feng 馮浩 | Rep 2 | 2017-08 | 2019-04 |
| Gary To Fong 方濤 | Rep 2 | 2005-04 | 2005-06 |
| Chi To Fung 馮智滔 | Rep 2 | 2019-03 | Present |
| William James Fyfe | Rep 2 | 2009-08 | 2011-09 |
| Richard William Leslie Gallagher | Rep 2 | 2016-05 | 2021-04 |
| John Joseph Goepel | Rep 2 | 2022-01 | Present |
| Diamond Ho Kei Ho 何浩基 | Rep 2 | 2009-01 | 2017-12 |
| Dominic Pui Fung Ho 何沛峰 | Rep 2 | 2008-06 | 2008-08 |
| Hoi Ling Ho 何凱菱 | Rep 2 | 2022-10 | Present |
| Ka Hang Ho 何嘉恒 | Rep 2 | 2006-07 | 2011-04 |
| Man Kwong (SFC:AZJ977) Ho 何民光 | Rep 2 | 2012-06 | 2017-02 |
| Tsz Yeung Ho 何梓陽 | Rep 2 | 2024-08 | 2026-05 |
| Yan Ho 何欣 | Rep 2, 5, 9 | Pre-2003 | 2017-12 |
| Chih Fang Hsiao 蕭旨芳 | Rep 2 | 2019-10 | Present |
| Lui Huang 黃磊 | Rep 2 | 2008-07 | 2013-01 |
| Ho Lun Hung 洪顥倫 | Rep 2, 5, 9 | Pre-2003 | 2013-01 |
| Kwok Chuen Hung 熊國全 | Rep 2 | 2011-06 | 2014-05 |
| Tin Po Hung 洪天寶 | Rep 2 | 2007-01 | 2013-01 |
| Chin Chung Ip 葉展中 | Rep 2 | 2012-11 | 2024-12 |
| Hin Fung Ip 葉衍峰 | Rep 2 | 2011-08 | 2014-08 |
| Wa Hing Ip 葉華興 | Rep 2, 5, 9 | Pre-2003 | 2003-05 |
| Raymond Po Yan Iu 姚保仁 | Rep 2, 5, 9 | Pre-2003 | 2010-09 |
| Qizhang Jia 賈其璋 | Rep 2 | 2014-09 | 2015-04 |
| Tie Jin 晋铁 | Rep 2 | 2025-08 | Present |
| Ada Yi Man Kam 金伊文 | Rep 2 | 2025-06 | Present |
| Kenneth Kwok Keung Keung 姜國強 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Yu Keung 姜宇 | Rep 2 | 2006-11 | 2013-01 |
| Peter Chun Chung Ku 古駿祥 | Rep 2 | 2018-11 | Present |
Showing 1–100 of 217
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