Antony John Shaw
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Antony John Shaw ( ), a licensed former licensee with CE reference AIZ585. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-08-19 | 2022-08-31 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | 2007-08-13 | 2012-03-23 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2003-06-06 | 2012-03-23 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | 2003-06-06 | 2003-08-29 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 9 — Asset management | 2003-06-06 | 2003-08-29 |