Michael James Cooney

CE No. AJD244 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Cooney (), a licensed former licensee with CE reference AJD244. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
Qantex Capital Markets Limited RO Type 2 — Dealing in futures contracts 2012-11-12 2015-08-31
Qantex Capital Markets Limited RO Type 1 — Dealing in securities 2012-06-08 2015-08-31
Qantex Capital Markets Limited Rep Type 2 — Dealing in futures contracts 2011-07-04 2012-11-12
Vantage Capital Markets HK Limited RO Type 1 — Dealing in securities 2010-02-09 2011-03-30
Vantage Capital Markets HK Limited RO Type 2 — Dealing in futures contracts 2010-02-09 2011-03-30
Vantage Capital Markets HK Limited Rep Type 1 — Dealing in securities 2009-01-05 2010-02-09
Vantage Capital Markets HK Limited Rep Type 2 — Dealing in futures contracts 2009-01-05 2010-02-09
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts 2006-11-22 2008-12-08
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司		 Rep Type 7 — Providing automated trading services 2006-11-22 2008-12-08
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services 2006-11-22 2008-12-08
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司		 Rep Type 1 — Dealing in securities 2006-11-16 2008-12-08
Morgan Stanley Hong Kong Securities Limited Rep Type 1 — Dealing in securities 2006-11-16 2008-12-08
GFI (HK) Securities L.L.C. Rep Type 1 — Dealing in securities 2006-03-03 2006-10-31
HSBC Securities (Asia) Limited Rep Type 1 — Dealing in securities 2004-09-07 2005-11-14
HSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司		 Rep Type 2 — Dealing in futures contracts 2004-05-27 2006-01-23
HSBC Futures (Singapore) Pte Ltd Rep Type 2 — Dealing in futures contracts 2003-09-11 2006-01-23

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